It's essential that people working in certain areas are approved by the regulator for that function.

These areas include:

• Governing functions
• Required functions
• Significant management functions
• Customer functions

The person must meet the regulator's fit and proper standards - as well as being shown to be competent for the position. As you might expect, the approval process can be complicated.

Need help with registration, or unsure who should be approved? We can take you through the entire process, with a wide range of consultancy and training services.

We're ready to help
Our specialist compliance services can make all the difference to your business. To find out how we could help, or to set up a meeting, call +9714 323 0800. Alternatively, complete our contact us form.