Authorisation

Firm Authorisation

At CCL, we manage your application with the regulator from start to finish - on time, thoroughly and professionally.

Because with the right advice and training, you can be sure you've addressed all of your authorisation requirements. What's more, you will lay down the right platform for a successful and robust business.

For many of our clients, the process starts with bespoke pre-authorisation training for senior members of staff. This also means you'll be ready to answer the regulators questions on your obligations.

Some of the pre-authorisation services we offer include:

  • Initial risk assessment
  • Practitioner advice on permissions required
  • Advice on business plan
  • Advice on internal organisation structures and corporate governance
  • Advice on systems and controls
  • Advice on individual approval
  • Preparing documentation
  • Completing your application
  • Project managing your application
  • Liaising with your other advisers
  • Implementing systems and controls
  • Pre-authorisation training

We're ready to help
Our specialist compliance services can make all the difference to your business. To find out how we could help, or to set up a meeting, call +9714 323 0800. Alternatively, complete our contact us form.

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